January 27, 2021

 

VIA EDGAR

 

United States Securities and Exchange Commission

Division of Investment Management

Attention: Anu Dubey and Lauren Hamilton

100 F Street, N.E.

Washington, D.C. 20549

 

Re:Trinity Capital Inc.

Registration Statement on Form N-2 (File No. 333-251395)

 

Ladies and Gentlemen:

 

In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Keefe, Bruyette & Woods, Inc., Wells Fargo Securities, LLC and UBS Securities LLC, on behalf of the several Underwriters, hereby join in the request of Trinity Capital Inc. that the effective date of the above-captioned Registration Statement, as amended, be accelerated so that the same will become effective on January 28, 2021 at 3:00 p.m., Eastern Time, or as soon as practicable thereafter.

 

The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933, as amended:

 

(i)Date of preliminary prospectus: January 21, 2021;

 

(ii)Date of distribution: January 21, 2021 through January 28, 2021;

 

(iii)Number of prospective underwriters to whom the preliminary prospectus was furnished: 7;

 

(iv)Number of prospectuses so distributed: approximately 350; and

 

(v)We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.

 

 

 

 

Very truly yours,

 

KEEFE, BRUYETTE & WOODS, INC.

WELLS FARGO SECURITIES, LLC

UBS SECURITIES LLC

 

On behalf of themselves and the several Underwriters

 

KEEFE, BRUYETTE & WOODS, INC.
 
By: /s/ Allen G. Laufenberg  
  Name: Allen G. Laufenberg
  Title: Managing Director
 
WELLS FARGO SECURITIES, LLC
 
By: /s/ Lear Beyer  
  Name: Lear Beyer
  Title: Managing Director
 
UBS SECURITIES LLC
 
By: /s/ James Anderson  
  Name: James Anderson
  Title: Executive Director
 
By: /s/ Abhi Sinha  
  Name: Abhi Sinha
  Title: Director

 

[Trinity Capital Inc. – IPO Underwriters Acceleration Request]