8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): October 09, 2025 |
TRINITY CAPITAL INC.
(Exact name of Registrant as Specified in Its Charter)
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Maryland |
001-39958 |
35-2670395 |
(State or Other Jurisdiction
of Incorporation) |
(Commission File Number) |
(IRS Employer
Identification No.) |
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1 N. 1st Street Suite 302 |
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Phoenix, Arizona |
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85004 |
(Address of Principal Executive Offices) |
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(Zip Code) |
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Registrant’s Telephone Number, Including Area Code: (480) 374-5350 |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ |
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s) |
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share |
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TRIN |
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Nasdaq Global Select Market |
7.875% Notes Due 2029 |
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TRINZ |
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Nasdaq Global Select Market |
7.875% Notes Due 2029 |
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TRINI |
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Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On October 9, 2025, Trinity Capital Inc. (the “Company”) issued a press release regarding its portfolio activity during the third quarter of 2025 and announcing that it will release its complete third quarter 2025 financial statements on Wednesday, November 5, 2025 and will discuss its financial results on a conference call the same day at 12:00 p.m. ET. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information disclosed herein, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Trinity Capital Inc. |
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Date: |
October 9, 2025 |
By: |
/s/ Kyle Brown |
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Kyle Brown
Chief Executive Officer
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Trinity Capital Inc. Originates $773 Million of New Commitments in the Third Quarter of 2025
Company funds $471 million of investments in the third quarter of 2025
PHOENIX, October 9, 2025 /PRNewswire/ -- Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or the “Company”), a leading alternative asset manager, today announced a portfolio update for the third quarter and first three quarters of 2025. Trinity Capital originated $773 million of new commitments in the third quarter of 2025, bringing new commitments for the first three quarters of 2025 to $1.5 billion.
Third quarter 2025 investment highlights:
•Investments funded totaled approximately $471 million, which was comprised of $381 million in secured loans, $57 million in equipment financings and $33 million in warrant and equity investments.
•The Company originated approximately $773 million of new commitments, which was comprised of $685 million in secured loans, $54 million in equipment financings and $34 million in equity investments.
•The Company funded approximately $272 million to 17 new portfolio companies, $176 million to 20 existing portfolio companies and $23 million to multi-sector holdings.
•Proceeds received from repayments and exits of the Company’s investments totaled approximately $255 million, which included $56 million from early debt repayments, $79 million from scheduled/amortizing debt payments and $120 million from investments sold to multi-sector holdings.
Aggregate investment highlights for the first three quarters of 2025:
•Investments funded total approximately $1.1 billion, which was comprised of $825 million in secured loans, $197 million in equipment financings and $35 million in warrant and equity investments.
•The Company originated approximately $1.5 billion of total new commitments, which was comprised of $1.3 billion in secured loans, $240 million in equipment financings and $36 million in equity investments.
•The Company funded approximately $669 million to 38 new portfolio companies, $365 million to 32 existing portfolio companies and $23 million to multi-sector holdings.
•Proceeds received from repayments and exits of the Company's investments totaled approximately $607 million, which included $224 million from early debt repayments, $192 million from scheduled/amortizing debt payments, $190 million from investments sold to multi-sector holdings and $1 million from warrant and equity exits.
Trinity Capital will release its complete third quarter 2025 financial results on Wednesday, November 5, 2025 and will discuss its financial results on a conference call the same day at 12:00 p.m. ET.
To listen to the call, please dial (800) 267-6316 or (203) 518-9783 internationally and reference Conference ID: TRINQ325 if asked, approximately 10 minutes prior to the start of the call. A live webcast of the third quarter 2025 financial results conference call will also be available on the Investor Relations section of the Company's website at ir.trinitycapital.com. A replay will be available on the Company's website for 90 days following the conference call.
About Trinity Capital Inc.
Trinity Capital Inc. (Nasdaq: TRIN) is an international alternative asset manager that seeks to deliver consistent returns for investors through access to private credit markets. Trinity Capital sources and structures investments in well-capitalized growth-oriented companies across five distinct lending verticals: Sponsor Finance, Equipment Finance, Tech Lending, Asset Based Lending, and Life Sciences. Headquartered in Phoenix, Arizona, Trinity Capital’s dedicated team is strategically located across the United States and Europe. For more information on Trinity Capital, please visit trinitycapital.com and stay connected to the latest activity via LinkedIn and X (@trincapital).
Forward-Looking Statements
This press release may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this press release may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission (“SEC”). The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this press release. More information on risks and other potential factors that could affect the Company’s financial results, including important factors that could cause actual results to differ materially from plans, estimates or expectations, is included in the Company’s filings with the SEC, including in the “Risk Factors” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” sections of the Company’s most recently filed annual report on Form 10-K and subsequent SEC filings.
Contact
Ben Malcolmson
Head of Investor Relations
Trinity Capital, Inc.
ir@trinitycapital.com
(480) 852-3950
