SEC Filings

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

Initial filing by director officer or owner of more than ten percent.

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

40-APP/A

Statement of changes in beneficial ownership of securities

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position

Registration statement for closed-end investment companies

CORRESP

A preliminary proxy statement providing notification matters to be brought to a vote